SEC Form 4 · accession 0001567619-18-001811
Esquire Financial Holdings, Inc. · ESQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Selig Zises
Director
Period of report
Aug 24, 2018
Accepted (ET)
Aug 27, 2018 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001531031
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 24, 2018 | G | 5,000 | $0.00 | D | 173,940 | D | |
| Common Stock | Aug 24, 2018 | G | 5,000 | $0.00 | A | 15,500 | I | As trustee for trust |
| Common Stock | holding | — | — | — | 103,501 | I | By profit sharing plan | |
| Common Stock | holding | — | — | — | 12,600 | I | By L.P. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $12.50 | holding | — | — | — | Sep 1, 2016 | Sep 1, 2025 | Common Stock | 34,681 | 34,681 | D |
| Stock OptionsF2 | $19.25 | holding | — | — | — | Jan 23, 2019 | Jan 23, 2028 | Common Stock | 1,500 | 1,500 | D |
Explanation of responses
- F1Stock options vest at a rate of 20% per year commencing on September 1, 2016.
- F2Stock options vest in three equal annual installments commencing on January 23, 2019.