SEC Form 4 · accession 0001140361-18-012730
Esquire Financial Holdings, Inc. · ESQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard T Powers
Director
Period of report
Mar 8, 2018
Accepted (ET)
Mar 9, 2018 · 9:48 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001531031
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 8, 2018 | S | 1,000 | $23.00 | D | 2,000 | I | By IRA |
| Common StockF1 | Mar 8, 2018 | S | 500 | $22.70 | D | 1,500 | I | By IRA |
| Common Stock | holding | — | — | — | 54,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $12.50 | holding | — | — | — | Jan 4, 2011 | Jan 4, 2020 | Common Stock | 4,000 | 4,000 | D |
| Stock OptionsF3 | $12.50 | holding | — | — | — | Sep 1, 2016 | Sep 1, 2025 | Common Stock | 1,778 | 1,778 | D |
| Stock OptionsF4 | $19.25 | holding | — | — | — | Jan 23, 2019 | Jan 23, 2028 | Common Stock | 1,500 | 1,500 | D |
Explanation of responses
- F1IRS required minimum distribution and to pay federal and state taxes.
- F2Stock options are fully vested.
- F3Stock options vest at a rate of 20% per year commencing on September 1, 2016.
- F4Stock options vest in three equal annual installments commencing on January 23, 2019.