SEC Form 4 · accession 0001140361-18-010704

Esquire Financial Holdings, Inc. · ESQ

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Feb 26, 2018

Accepted (ET)

Feb 28, 2018 · 10:05 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001531031

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Feb 26, 2018	P	200	$22.60	A	102,201	I	By profit sharing plan
Common Stock	Feb 26, 2018	P	100	$22.88	A	102,301	I	By profit sharing plan
Common Stock	Feb 26, 2018	P	100	$22.89	A	102,401	I	By profit sharing plan
Common Stock	Feb 26, 2018	P	100	$22.94	A	102,501	I	By profit sharing plan
Common Stock	holding	—	—		—	178,940	D
Common Stock	holding	—	—		—	12,600	I	By L.P.
Common Stock	holding	—	—		—	10,500	I	As trustee for trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F1	$12.50	holding	—	—	—	Sep 1, 2016	Sep 1, 2025	Common Stock	34,681	34,681	D
Stock Options^F2	$19.25	holding	—	—	—	Jan 23, 2019	Jan 23, 2028	Common Stock	1,500	1,500	D

F1Stock options vest at a rate of 20% per year commencing on September 1, 2016.
F2Stock options vest in three equal annual installments commencing on January 23, 2019.