SEC Form 4 · accession 0001140361-17-036586
Esquire Financial Holdings, Inc. · ESQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Selig Zises
Director
Period of report
Sep 26, 2017
Accepted (ET)
Sep 27, 2017 · 2:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001531031
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 26, 2017 | M | 11,560 | $12.50 | A | 189,440 | D | |
| Common Stock | holding | — | — | — | 98,001 | I | By profit sharing plan | |
| Common Stock | holding | — | — | — | 12,600 | I | By L.P. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $12.50 | Sep 26, 2017 | M | 11,560 | D | Sep 1, 2016 | Sep 1, 2025 | Common Stock | 11,560 | 34,681 | D |
Explanation of responses
- F1Stock options vest at a rate of 20% per year commencing on September 1, 2016.