SEC Form 4 · accession 0001140361-17-029530
Esquire Financial Holdings, Inc. · ESQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Selig Zises
Director
Period of report
Jul 28, 2017
Accepted (ET)
Aug 1, 2017 · 12:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001531031
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 28, 2017 | P | 1,800 | $14.75 | A | 73,800 | I | By profit sharing plan |
| Common Stock | Jul 31, 2017 | P | 3,200 | $14.75 | A | 77,000 | I | By profit sharing plan |
| Common Stock | holding | — | — | — | 177,880 | D | ||
| Common Stock | holding | — | — | — | 12,600 | I | By L.P. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $12.50 | holding | — | — | — | Sep 1, 2016 | Sep 1, 2025 | Common Stock | 46,241 | 46,241 | D |
Explanation of responses
- F1Stock options vest at a rate of 20% per year commencing on September 1, 2016.