SEC Form 4 · accession 0001530950-19-000052
Post Holdings, Inc. · POST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William P Stiritz
Director
Period of report
Feb 4, 2019
Accepted (ET)
Feb 6, 2019 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530950
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 4, 2019 | M | 1,050,000 | $31.25 | A | 2,464,862 | D | |
| Common Stock | Feb 4, 2019 | M | 200,000 | $40.30 | A | 2,664,862 | D | |
| Common Stock | Feb 4, 2019 | G | 5,000 | $0.00 | D | 2,659,862 | D | |
| Common Stock | holding | — | — | — | 250,073 | I | By Spouse | |
| Common Stock | holding | — | — | — | 169,369 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $31.25 | Feb 4, 2019 | M | 1,050,000 | D | — | May 29, 2022 | Common Stock | 1,050,000 | 0 | D |
| Employee Stock Options (right to buy)F4 | $40.30 | Feb 4, 2019 | M | 200,000 | D | — | Oct 15, 2023 | Common Stock | 200,000 | 400,000 | D |
Explanation of responses
- F1The Reporting Person exercised stock options to purchase 1,050,000 shares of the Issuer's common stock in a transaction exempt under Rule 16b-3. There are no sales of the Issuer's common stock by the Reporting Person in connection with the transaction.
- F2The Reporting Person exercised stock options to purchase 200,000 shares of the Issuer's common stock in a transaction exempt under Rule 16b-3. There are no sales of the Issuer's common stock by the Reporting Person in connection with the transaction.
- F3The option to purchase 1,550,000 shares of common stock was awarded under the Post Holdings, Inc. 2012 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and vested in equal increments over three years.
- F4The option to purchase 600,000 shares of common stock was awarded under the Post Holdings, Inc. 2012 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and vested in equal increments over three years.