SEC Form 4 · accession 0001530950-16-000518
Post Holdings, Inc. · POST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William P Stiritz
Director
Period of report
Nov 21, 2016
Accepted (ET)
Nov 23, 2016 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530950
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 21, 2016 | M | 300,000 | $31.25 | A | 1,381,996 | D | |
| Common StockF2 | Nov 21, 2016 | P | 100,000 | $75.6818 | A | 250,073 | I | By Spouse |
| Common StockF3,F4 | Nov 21, 2016 | P | 10,000 | $74.4755 | A | 30,000 | I | By Daughter |
| Common StockF5,F4 | Nov 21, 2016 | P | 10,000 | $74.4451 | A | 33,091 | I | By Son |
| Common Stock | holding | — | — | — | 199,735 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F6 | $31.25 | Nov 21, 2016 | M | 300,000 | D | — | May 29, 2022 | Common Stock | 300,000 | 1,050,000 | D |
Explanation of responses
- F1The Reporting Person exercised stock options to purchase 300,000 shares of the Issuer's common stock in a transaction exempt under Rule 16b-3. There were no sales of the Issuer's common stock by the Reporting Person in connection with this transaction.
- F2The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $72.08 to $77.41 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $72.24 to $75.72 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4Adult child that does not reside in the Report Person's household in which the Reporting Person has shared investment powers.
- F5The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $72.16 to $75.87 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F6The option to purchase 1,550,000 shares of common stock was awarded under the Post Holdings, Inc. 2012 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and vested in equal increments over three years.