SEC Form 4 · accession 0001530950-16-000467
Post Holdings, Inc. · POST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff A Zadoks
Officer — SVP & CFO
Period of report
Oct 9, 2016
Accepted (ET)
Oct 12, 2016 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530950
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 9, 2016 | M | 3,333 | $0.00 | A | 13,333 | D | |
| Common Stock | Oct 9, 2016 | D | 3,333 | $79.96 | D | 10,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Oct 9, 2016 | M | 3,333 | D | — | Oct 9, 2024 | Common Stock | 3,333 | 3,334 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive a cash payment equal to the fair market value of one share of Post Holdings, Inc. common stock upon vesting.
- F2Restricted stock units granted on October 9, 2014, one-third of the restricted stock units vest on each of the first, second and third anniversaries of the date of grant without any action on the part of the participant.