SEC Form 4 · accession 0001530950-16-000333
Post Holdings, Inc. · POST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert V Vitale
Officer — PRESIDENT & CEO · Director
Period of report
Feb 2, 2016
Accepted (ET)
Feb 4, 2016 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530950
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 2, 2016 | A | 174,855 | $0.00 | A | 241,299 | D | |
| Common Stock | holding | — | — | — | 41,792 | I | By 2000 Trust | |
| Common Stock | holding | — | — | — | 6,190 | I | By 2014 Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F3 | $60.50 | Feb 4, 2016 | G | 10,000 | D | — | Nov 16, 2025 | Common Stock | 10,000 | 120,000 | D |
| Employee Stock Options (right to buy)F3 | $60.50 | Feb 4, 2016 | G | 10,000 | A | — | Nov 16, 2025 | Common Stock | 10,000 | 10,000 | I |
| Employee Stock Options (right to buy)F3 | $60.50 | Feb 4, 2016 | G | 10,000 | D | — | Nov 16, 2025 | Common Stock | 10,000 | 110,000 | D |
| Employee Stock Options (right to buy)F3 | $60.50 | Feb 4, 2016 | G | 10,000 | A | — | Nov 16, 2025 | Common Stock | 10,000 | 10,000 | I |
| Employee Stock Options (right to buy)F3 | $60.50 | Feb 4, 2016 | G | 10,000 | D | — | Nov 16, 2025 | Common Stock | 10,000 | 100,000 | D |
| Employee Stock Options (right to buy)F3 | $60.50 | Feb 4, 2016 | G | 10,000 | A | — | Nov 16, 2025 | Common Stock | 10,000 | 10,000 | I |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Post Holdings, Inc. common stock. The restricted stock units were awarded under the Post Holdings, Inc. 2016 Long-Term Incentive Plan in a transaction exempt under Rule 16b-1 and vest in full on the fifth anniversary of the date of grant subject to the terms of the award agreement.
- F2Bona fide gift of 10,000 stock options to a trust for the benefit of the Reporting Person's spouse.
- F3The option to purchase 130,000 shares of common stock was awarded on November 16, 2015 under the Post Holdings, Inc. 2012 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and vest in equal increments over three years.
- F4Bona fide gift of 10,000 stock options to a trust for the benefit of the Reporting Person's son.
- F5Bona fide gift of 10,000 stock options to a trust for the benefit of the Reporting Person's daughter.