SEC Form 4 · accession 0001530950-15-000264
Post Holdings, Inc. · POST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert V Vitale
Officer — PRESIDENT & CEO · Director
Period of report
Nov 16, 2015
Accepted (ET)
Nov 18, 2015 · 5:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530950
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 16, 2015 | A | 40,000 | $0.00 | A | 66,444 | D | |
| Common Stock | holding | — | — | — | 41,792 | I | By 2000 Trust | |
| Common Stock | holding | — | — | — | 6,190 | I | By 2014 Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F2 | $60.50 | Nov 16, 2015 | A | 130,000 | A | — | Nov 16, 2025 | Common Stock | 130,000 | 130,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Post Holdings, Inc. common stock. The restricted stock units were awarded on November 16, 2015 under the Post Holdings, Inc. Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and vest in equal increments over three years.
- F2The option to purchase 130,000 shares of common stock was awarded under the Post Holdings, Inc. 2012 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and vest in equal increments over three years.