SEC Form 4 · accession 0001530950-15-000143
Post Holdings, Inc. · POST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert V Vitale
Officer — PRESIDENT & CEO · Director
Period of report
May 29, 2015
Accepted (ET)
Jun 2, 2015 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530950
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 29, 2015 | F | 2,113 | $43.26 | D | 44,328 | I | By 2000 Trust |
| Common Stock | holding | — | — | — | 29,224 | D | ||
| Common Stock | holding | — | — | — | 6,190 | I | By 2014 Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F3 | $49.48 | May 15, 2015 | G | 10,000 | D | — | Feb 27, 2025 | Common Stock | 10,000 | 290,000 | D |
| Employee Stock Options (right to buy)F3 | $49.48 | May 15, 2015 | G | 10,000 | A | — | Feb 27, 2025 | Common Stock | 10,000 | 10,000 | I |
| Employee Stock Options (right to buy)F3 | $49.48 | May 15, 2015 | G | 10,000 | D | — | Feb 27, 2025 | Common Stock | 10,000 | 280,000 | D |
| Employee Stock Options (right to buy)F3 | $49.48 | May 15, 2015 | G | 10,000 | A | — | Feb 27, 2025 | Common Stock | 10,000 | 10,000 | I |
| Employee Stock Options (right to buy)F3 | $49.48 | May 15, 2015 | G | 10,000 | D | — | Feb 27, 2025 | Common Stock | 10,000 | 270,000 | D |
| Employee Stock Options (right to buy)F3 | $49.48 | May 15, 2015 | G | 10,000 | A | — | Feb 27, 2025 | Common Stock | 10,000 | 10,000 | I |
| Employee Stock Options (right to buy)F3 | $49.48 | May 15, 2015 | G | 270,000 | D | — | Feb 27, 2025 | Common Stock | 270,000 | 0 | D |
| Employee Stock Options (right to buy)F3 | $49.48 | May 15, 2015 | G | 270,000 | A | — | Feb 27, 2025 | Common Stock | 270,000 | 270,000 | I |
Explanation of responses
- F1Surrender of 2,113 shares in payment of tax withholding due as a result of the vesting of 6,334 RSUs in accordance with Rule 16b-3.
- F2Bona fide gift of 10,000 stock options to a trust for the benefit of the Reporting Person's spouse.
- F3The option to purchase 300,000 shares of common stock was awarded under the Post Holdings, Inc. 2012 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and vest in equal increments over three years.
- F4Bona fide gift of 10,000 stock options to a trust for the benefit of the Reporting Person's son.
- F5Bona fide gift of 10,000 stock options to a trust for the benefit of the Reporting Person's daughter.
- F6Transfer of stock options by the Reporting Person to the Reporting Person's revocable trust.