SEC Form 4 · accession 0001530950-15-000103
Post Holdings, Inc. · POST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard R Koulouris
Officer — Pres. & CEO - Post/MOM
Period of report
May 4, 2015
Accepted (ET)
May 6, 2015 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530950
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 4, 2015 | A | 20,000 | $0.00 | A | 40,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2,F3 | $47.70 | May 4, 2015 | A | 100,000 | A | — | May 4, 2025 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Post Holdings, Inc. common stock. The restricted stock units were awarded on May 4, 2015 under the Post Holdings, Inc. Long-Term Incentive Plan in a transaction exempt under Rule 16b-1 and vest in equal increments over three years.
- F2The stock appreciation rights represent a contingent right to receive a cash payment equal to the excess of (a) the fair market value of the specified number of shares as of the date of exercise over (b) the purchase price per share of the specified number of shares.
- F3One-third of the shares vest on each of the first, second and third anniversaries of the date of grant.