SEC Form 4 · accession 0001140361-17-034942
Tronox Holdings plc · TROX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Willem Hendrik van Niekerk
Officer — SVP, SP & BD
Period of report
Sep 6, 2017
Accepted (ET)
Sep 8, 2017 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530804
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class AF1 | Sep 6, 2017 | S | 12,229 | $20.697 | D | 175,528 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Options (right to buy)F2 | $20.64 | holding | — | — | — | — | Oct 26, 2022 | Class A Common Stock | 18,695 | 18,695 | D |
| Common Stock Options (right to buy)F2 | $19.09 | holding | — | — | — | — | Feb 25, 2023 | Class A Common Stock | 95,710 | 95,710 | D |
| Common Stock Options (right to buy)F3 | $21.98 | holding | — | — | — | — | Feb 10, 2024 | Class A Common Stock | 26,763 | 26,763 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.69 to $20.725, inclusive. The reporting person undertakes to provide to Tronox Ltd., any security holder of Tronox Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- F2As reported on Form 4 filed on 10/11/2013, the options vest in three equal installments on the anniversary date of the grant.
- F3As reported on Form 4 filed 2/12/2014, the options vest in three equal installments on the anniversary date of the grant.