SEC Form 4 · accession 0001140361-17-021003
Tronox Holdings plc · TROX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Casey
Director
Period of report
May 15, 2017
Accepted (ET)
May 16, 2017 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530804
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class AF1 | May 15, 2017 | A | 668,248 | $19.10 | A | 1,875,216 | D | |
| Common Stock Class AF2 | May 15, 2017 | F | 511,961 | $19.10 | D | 1,363,255 | D | |
| Common Stock Class A | holding | — | — | — | 145,000 | I | Thomas & Christine K. Casey JTWROS | |
| Common Stock Class A | holding | — | — | — | 35,000 | I | Christine K. Casey Rev Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Options (right to buy)F3 | $19.09 | holding | — | — | — | — | Feb 25, 2023 | Class A Common Stock | 200,000 | 200,000 | D |
| Common Stock Options (right to buy)F4 | $21.98 | holding | — | — | — | — | Feb 10, 2024 | Class A Common Stock | 157,407 | 157,407 | D |
Explanation of responses
- F1In connection with Mr. Casey's previously announced retirement as CEO, the Company, in accordance with Mr. Casey's employment agreement, vested all previously granted performance awards assuming the achievement of target performance levels set out in each grant agreement.
- F2The Company withheld 511,961 shares to satisfy withholding tax obligations and Mr. Casey received the balance of 629,524 shares of previously granted restricted common stock.
- F3As reported on Form 4 filed on 10/11/2013, the options vest in three equal installments on the anniversary date of the grant.
- F4As reported on Form 4 filed 2/12/2014, the options vest in three equal installments on the anniversary date of the grant.