SEC Form 4 · accession 0001140361-17-009713
Tronox Holdings plc · TROX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard L Muglia
Officer — SVP, General Counsel & Sec.
Period of report
Feb 24, 2017
Accepted (ET)
Feb 28, 2017 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530804
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class AF1 | Feb 24, 2017 | F | 11,152 | $17.40 | D | 150,573 | D | |
| Common Stock Class AF2 | Feb 27, 2017 | F | 1,559 | $17.70 | D | 149,014 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Options (right to buy)F3 | $19.09 | holding | — | — | — | — | Feb 25, 2023 | Class A Common Stock | 5,838 | 5,838 | D |
| Common Stock Options (right to buy)F3 | $21.98 | holding | — | — | — | — | Feb 10, 2024 | Class A Common Stock | 21,666 | 21,666 | D |
Explanation of responses
- F1The Company withheld 11,152 shares to satisfy withholding tax obligations and Mr. Muglia received the balance of 21,652 shares of previously granted restricted shares.
- F2The Company withheld 1,559 shares to satisfy withholding tax obligations and Mr. Muglia received the balance of 3,018 shares of previously granted restricted shares.
- F3As reported on Form 3 filed 3/1/2014, the options vest in three equal installments on the anniversary date of the grant provided that Mr. Muglia is then providing services to the Company on each such vesting date.