SEC Form 4 · accession 0001140361-17-006261
Tronox Holdings plc · TROX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Willem Hendrik van Niekerk
Officer — SVP, SP & BD
Period of report
Feb 10, 2017
Accepted (ET)
Feb 13, 2017 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530804
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class AF1 | Feb 10, 2017 | F | 3,102 | $13.99 | D | 203,703 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Options (right to buy)F2 | $20.64 | holding | — | — | — | — | Oct 26, 2022 | Class A Common Stock | 18,695 | 18,695 | D |
| Common Stock Options (right to buy)F2 | $19.09 | holding | — | — | — | — | Feb 25, 2023 | Class A Common Stock | 95,710 | 95,710 | D |
| Common Stock Options (right to buy)F3 | $21.98 | holding | — | — | — | — | Feb 10, 2024 | Class A Common Stock | 26,763 | 26,763 | D |
Explanation of responses
- F1The Company withheld 3,102 shares to satisfy withholding tax obligations and Dr. Van Niekerk received the balance of 5,117 shares of previously granted restricted common stock.
- F2As reported on Form 4 filed on 10/11/2013, the options vest in three equal installments on the anniversary date of the grant.
- F3As reported on Form 4 filed 2/12/2014, the options vest in three equal installments on the anniversary date of the grant.