SEC Form 4 · accession 0001140361-17-004622
Tronox Holdings plc · TROX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard L Muglia
Officer — SVP, General Counsel & Sec.
Period of report
Feb 2, 2017
Accepted (ET)
Feb 6, 2017 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530804
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class AF1 | Feb 2, 2017 | A | 28,396 | $13.17 | A | 164,323 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Options (right to buy)F2 | $19.09 | holding | — | — | — | — | Feb 25, 2023 | Class A Common Stock | 5,838 | 5,838 | D |
| Common Stock Options (right to buy)F2 | $21.98 | holding | — | — | — | — | Feb 10, 2024 | Class A Common Stock | 21,666 | 21,666 | D |
Explanation of responses
- F1The Restricted Share Units subject to this grant shall vest in equal annual portions on each of the next three (3) anniversaries of the Grant Date (each, a "Vesting Date") provided that the Participant is then providing services to the Company on each such Vesting Date. Dividends will be accrued until shares vest and paid at that time.
- F2As reported on Form 3 filed 3/1/2014, the options vest in three equal installments on the anniversary date of the grant provided that Mr. Muglia is then providing services to the Company on each such vesting date.