SEC Form 4 · accession 0001140361-17-004601
Tronox Holdings plc · TROX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Casey
Officer — Chairman, CEO · Director
Period of report
Feb 2, 2017
Accepted (ET)
Feb 6, 2017 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530804
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class AF1,F2 | Feb 2, 2017 | A | 163,266 | $12.25 | A | 1,206,968 | D | |
| Common Stock Class A | holding | — | — | — | 145,000 | I | Kepaca Ltd, A Domestic Limited Partnership | |
| Common Stock Class A | holding | — | — | — | 25,000 | I | Thomas J Casey Living Trust | |
| Common Stock Class A | holding | — | — | — | 10,000 | I | Christine K. Casey Rev Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Options (right to buy)F3 | $19.09 | holding | — | — | — | — | Feb 25, 2023 | Class A Common Stock | 200,000 | 200,000 | D |
| Common Stock Options (right to buy)F4 | $21.98 | holding | — | — | — | — | Feb 10, 2024 | Class A Common Stock | 157,403 | 157,407 | D |
Explanation of responses
- F1The Restricted Share Units subject to this grant shall vest in equal annual portions on each of the next three (3) anniversaries of the Grant Date (each, a "Vesting Date") provided that the Participant is then providing services to the Company on each such Vesting Date. Dividends will be accrued until shares vest and paid at that time.
- F2The volume-weighted average price of the Company's common shares for the 30 day period ending on February 2, 2017.
- F3As reported on Form 4 filed on 10/11/2013, the options vest in three equal installments on the anniversary date of the grant.
- F4As reported on Form 4 filed 2/12/2014, the options vest in three equal installments on the anniversary date of the grant.