SEC Form 4 · accession 0001140361-16-084443
Tronox Holdings plc · TROX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy C Carlson
Officer — SVP, Chief Financial Officer
Period of report
Oct 31, 2016
Accepted (ET)
Nov 2, 2016 · 8:07 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530804
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class AF1 | Oct 31, 2016 | A | 8,025 | $8.10 | A | 8,025 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Restricted Share Units subject to this grant shall vest in three (3) equal installments on February 24, 2017, February 24, 2018 and February 24, 2019 (each, a "Vesting Date") provided that the Participant is then providing services to the Company on each such Vesting Date. Dividends will be accrued until shares vest and paid at that time.