SEC Form 4 · accession 0001140361-16-080190
Tronox Holdings plc · TROX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katherine Carolyn Harper
Officer — SVP, Chief Financial Officer
Period of report
Sep 16, 2016
Accepted (ET)
Sep 19, 2016 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530804
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class AF1 | Sep 16, 2016 | F | 508 | $8.78 | D | 178,062 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Options (right to buy)F2 | $21.98 | holding | — | — | — | — | Feb 10, 2024 | Class A Common Stock | 26,894 | 26,894 | D |
Explanation of responses
- F1As of September 16, 2016, 6,667 of previously granted restricted shares were eligible to vest. 5,000 of these previously granted restricted shares did not vest due to vesting criteria not being satisfied. The Company withheld 508 shares to satisfy withholding tax obligations and Ms. Harper received the balance of 1,159 shares of previously granted restricted shares.
- F2As reported on Form 4 filed 2/12/2014, the options vest in three equal installments on the anniversary date of the grant.