SEC Form 4 · accession 0001140361-16-055209
Tronox Holdings plc · TROX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Casey
Officer — Chairman, CEO · Director
Period of report
Feb 24, 2016
Accepted (ET)
Feb 26, 2016 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530804
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class AF1,F2 | Feb 24, 2016 | A | 424,929 | $3.53 | A | 1,125,275 | D | |
| Common Stock Class A | holding | — | — | — | 145,000 | I | Kepaca Ltd, A Domestic Limited Partnership | |
| Common Stock Class AF3 | holding | — | — | — | 1,043,702 | D | ||
| Common Stock Class A | holding | — | — | — | 25,000 | I | Thomas J Casey Living Trust | |
| Common Stock Class A | holding | — | — | — | 10,000 | I | Christine K. Casey Rev Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Options (right to buy)F4 | $19.09 | holding | — | — | — | — | Feb 25, 2023 | Class A Common Stock | 200,000 | 200,000 | D |
| Common Stock Options (right to buy)F5 | $21.98 | holding | — | — | — | — | Feb 10, 2024 | Class A Common Stock | 157,403 | 157,407 | D |
Explanation of responses
- F1The Restricted Share Units subject to this grant shall vest in equal annual portions on each of the next three (3) anniversaries of the Grant Date (each, a "Vesting Date") provided that the Participant is then providing services to the Company on each such Vesting Date. Dividends will be accrued until shares vest and paid at that time.
- F2The volume-weighted average price of the Company's common shares for the 30 day period ending on February 24, 2016.
- F3As of February 25, 2016, 113,943 of previously granted restricted shares were eligible to vest. 81,573 of these previously granted restricted shares did not vest due to vesting criteria not being satisfied. Mr. Casey paid cash to satisfy withholding tax obligations and received 32,370 shares.
- F4As reported on Form 4 filed on 10/11/2013, the options vest in three equal installments on the anniversary date of the grant.
- F5As reported on Form 4 filed 2/12/2014, the options vest in three equal installments on the anniversary date of the grant.