SEC Form 4 · accession 0001140361-16-055206
Tronox Holdings plc · TROX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Romano
Officer — SVP, Chief Commercial Officer
Period of report
Feb 24, 2016
Accepted (ET)
Feb 26, 2016 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530804
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class AF1 | Feb 24, 2016 | A | 98,412 | $3.80 | A | 275,816 | D | |
| Common Stock Class AF2 | holding | — | — | — | 262,890 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Options (right to buy)F3 | $25.90 | holding | — | — | — | — | Jun 26, 2022 | Class A Common Stock | 18,695 | 18,695 | D |
| Common Stock Options (right to buy)F3 | $19.09 | holding | — | — | — | — | Feb 25, 2023 | Class A Common Stock | 95,710 | 95,710 | D |
| Common Stock Options (right to buy)F4 | $21.98 | holding | — | — | — | — | Feb 10, 2024 | Class A Common Stock | 26,894 | 26,894 | D |
Explanation of responses
- F1The Restricted Share Units subject to this grant shall vest in equal annual portions on each of the next three (3) anniversaries of the Grant Date (each, a "Vesting Date") provided that the Participant is then providing services to the Company on each such Vesting Date. Dividends will be accrued until shares vest and paid at that time.
- F2As of February 25, 2016, 19,081 of previously granted restricted shares were eligible to vest. 12,926 of these previously granted restricted shares did not vest due to vesting criteria not being satisfied. Mr. Romano paid cash to satisfy withholding tax obligations and received 6,155 shares.
- F3As reported on Form 4 filed on 10/11/2013, the options vest in three equal installments on the anniversary date of the grant.
- F4As reported on Form 4 filed 2/12/2014, the options vest in three equal installments on the anniversary date of the grant.