SEC Form 4 · accession 0001140361-16-055192
Tronox Holdings plc · TROX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jean Francois Turgeon
Officer — Executive Vice President
Period of report
Feb 24, 2016
Accepted (ET)
Feb 26, 2016 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530804
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class AF1,F2 | Feb 24, 2016 | A | 118,421 | $3.80 | A | 244,259 | D | |
| Common Stock Class AF2 | Feb 25, 2016 | P | 7,500 | $4.08 | A | 251,759 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Options (right to buy)F3 | $21.98 | holding | — | — | — | — | Feb 10, 2024 | Class A Common Stock | 33,333 | 33,333 | D |
Explanation of responses
- F1The Restricted Share Units subject to this grant shall vest in equal annual portions on each of the next three (3) anniversaries of the Grant Date (each, a "Vesting Date") provided that the Participant is then providing services to the Company on each such Vesting Date. Dividends will be accrued until shares vest and paid at that time.
- F2Includes 32,500 performance-based restricted shares.
- F3As reported on Form 4 filed 2/12/2014, the options vest in three equal installments on the anniversary date of the grant.