SEC Form 4 · accession 0001140361-16-055189

Tronox Holdings plc · TROX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP, SP & BD

Period of report

Feb 24, 2016

Accepted (ET)

Feb 26, 2016 · 4:26 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001530804

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock Class A^F1	Feb 24, 2016	A	98,412	$3.80	A	184,873	D
Common Stock Class A^F2	holding	—	—		—	171,947	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common Stock Options (right to buy)^F3	$20.64	holding	—	—	—	—	Oct 26, 2022	Class A Common Stock	18,695	18,695	D
Common Stock Options (right to buy)^F3	$19.09	holding	—	—	—	—	Feb 25, 2023	Class A Common Stock	95,710	95,710	D
Common Stock Options (right to buy)^F4	$21.98	holding	—	—	—	—	Feb 10, 2024	Class A Common Stock	26,763	26,763	D

F1The Restricted Share Units subject to this grant shall vest in equal annual portions on each of the next three (3) anniversaries of the Grant Date (each, a "Vesting Date") provided that the Participant is then providing services to the Company on each such Vesting Date. Dividends will be accrued until shares vest and paid at that time.
F2As of February 25, 2016, 19,081 of previously granted restricted shares were eligible to vest. 12,926 of these previously granted restricted shares did not vest due to vesting criteria not being satisfied. Mr. Van Niekerk paid cash to satisfy withholding tax obligations and received 6,155 shares.
F3As reported on Form 4 filed on 10/11/2013, the options vest in three equal installments on the anniversary date of the grant.
F4As reported on Form 4 filed 2/12/2014, the options vest in three equal installments on the anniversary date of the grant.