SEC Form 4 · accession 0001140361-15-030146
Tronox Holdings plc · TROX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katherine Carolyn Harper
Officer — SVP, Chief Financial Officer
Period of report
Aug 6, 2015
Accepted (ET)
Aug 6, 2015 · 2:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530804
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class AF1,F2 | Aug 6, 2015 | P | 10,000 | $10.9569 | A | 58,842 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Options (right to buy)F3 | $21.98 | holding | — | — | — | — | Feb 10, 2024 | Class A Common Stock | 26,894 | 26,894 | D |
Explanation of responses
- F1The shares were purchased between a range of $10.87 a share to $10.9988 a share, inclusive, for a weighted average sale price of $10.9569. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.
- F2Includes 5,000 performance-based restricted shares.
- F3As reported on Form 4 filed 2/12/2014, the options vest in three equal installments on the anniversary date of the grant.