SEC Form 4 · accession 0001140361-15-030144
Tronox Holdings plc · TROX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Casey
Officer — Chairman, CEO · Director
Period of report
Aug 6, 2015
Accepted (ET)
Aug 6, 2015 · 2:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530804
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class AF1 | Aug 6, 2015 | P | 40,000 | $10.7311 | A | 145,000 | I | Kepaca Ltd, A Domestic Limited Partnership |
| Common Stock Class AF2 | holding | — | — | — | 772,329 | D | ||
| Common Stock Class A | holding | — | — | — | 25,000 | I | Thomas J Casey Living Trust | |
| Common Stock Class A | holding | — | — | — | 10,000 | I | Christine K. Casey Rev Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Options (right to buy)F3 | $19.09 | holding | — | — | — | — | Feb 25, 2023 | Class A Common Stock | 200,000 | 200,000 | D |
| Common Stock Options (right to buy)F4 | $21.98 | holding | — | — | — | — | Feb 10, 2024 | Class A Common Stock | 157,403 | 157,407 | D |
Explanation of responses
- F1The shares were purchased between a range of $10.39 a share to $11.03 a share, inclusive, for a weighted average sale price of $10.7311. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.
- F2Includes 165,209 performance-based restricted shares.
- F3As reported on Form 4 filed on 10/11/2013, the options vest in three equal installments on the anniversary date of the grant.
- F4As reported on Form 4 filed 2/12/2014, the options vest in three equal installments on the anniversary date of the grant.