SEC Form 4 · accession 0001140361-15-006014
Tronox Holdings plc · TROX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katherine Carolyn Harper
Officer — SVP, Chief Financial Officer
Period of report
Feb 10, 2015
Accepted (ET)
Feb 12, 2015 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530804
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Feb 10, 2015 | F | 2,924 | $20.99 | D | 31,285 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Options (right to buy)F2 | $21.98 | holding | — | — | — | — | Feb 10, 2024 | Class A Common Stock | 26,894 | 26,894 | D |
Explanation of responses
- F1The Company withheld 2,924 shares to satisfy withholding tax obligations and Ms. Harper received the balance of 5,335 shares of previously granted restricted common stock.
- F2As reported on Form 4 filed 2/12/2014, the options vest in three equal installments on the anniversary date of the grant.