SEC Form 4 · accession 0001185185-18-002095
Streamex Corp. · STEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth L Londoner
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Nov 20, 2018
Accepted (ET)
Nov 23, 2018 · 8:32 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2018 | P | 2,000 | $3.80 | A | 631,195 | D | |
| Common Stock | Nov 20, 2018 | P | 2,000 | $3.70 | A | 633,195 | D | |
| Common Stock | Nov 21, 2018 | P | 3,700 | $3.67 | A | 636,895 | D | |
| Common Stock | Nov 21, 2018 | P | 500 | $3.68 | A | 637,395 | D | |
| Common Stock | Nov 21, 2018 | P | 300 | $3.6787 | A | 637,695 | D | |
| Common StockF1 | holding | — | — | — | 1,181,324 | I | By Endicott Management Partners, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person is the beneficial owner of Endicott Management Partners, LLC.