SEC Form 4 · accession 0001185185-18-001982
Streamex Corp. · STEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roy T Tanaka
Director
Period of report
Oct 16, 2018
Accepted (ET)
Nov 9, 2018 · 8:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530766
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $5.09 | Oct 16, 2018 | A | 34,566 | A | — | Oct 16, 2028 | Common Stock | 34,566 | 34,566 | D |
Explanation of responses
- F1One-half (1/2) of the option vested on October 16, 2018. The remainder will vest on January 1, 2019.