SEC Form 4 · accession 0001185185-18-001534
Streamex Corp. · STEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Lawrence Filler
Director
Period of report
Aug 16, 2018
Accepted (ET)
Aug 20, 2018 · 8:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 16, 2018 | P$0 | 12,000 | — | A | 56,518 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants (Right to Buy)F1 | $1.50 | Aug 16, 2018 | P | 3,000 | A | Aug 16, 2018 | May 16, 2019 | Common Stock | 3,000 | 3,000 | D |
| Warrants (Right to Buy)F1 | $2.74 | Aug 16, 2018 | P | 3,000 | A | Aug 16, 2018 | Aug 16, 2021 | Common Stock | 3,000 | 3,000 | D |
Explanation of responses
- F1The reported securities were sold together with each share of common stock accompanied by (i) one $1.50 warrant to purchase one quarter of one share of common stock and (ii) one $2.74 warrant to purchase one quarter of one share of common stock. Each share of common stock and the accompanying warrants were sold for $2.28 per share and warrants.