SEC Form 4/A · accession 0001185185-17-000768
Streamex Corp. · STEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Kenneth L Londoner
Director · 10% Owner
Period of report
Jul 30, 2015
Accepted (ET)
Mar 31, 2017 · 8:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value per shareF1 | Jul 30, 2015 | P | 100 | $1.87 | A | 519,650 | D | |
| Common Stock, $0.001 par value per shareF2,F3 | Jul 31, 2015 | P | 100 | $1.82 | A | 519,750 | D | |
| Common Stock, $0.001 par value per shareF4,F5 | Aug 3, 2015 | P | 300 | $1.74 | A | 520,050 | D | |
| Common Stock, $0.001 par value per shareF6,F7,F8,F9 | Aug 6, 2015 | P | 1,200 | $1.79 | A | 521,250 | D | |
| Common Stock, $0.001 par value per shareF10 | holding | — | — | — | 3,334,974 | I | By Endicott Management Partners, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The number of shares reported for this line item was erroneously reported to be 1,000 shares on the Reporting Person's original Form 4.
- F10The Reporting Person is deemed the beneficial owner of securities held by Endicott Management Partners, LLC.
- F2The date of the transaction referenced in this line item was erroneously reported to be "07/30/2015" on the Reporting Person's original Form 4.
- F3The number of shares reported for this line item was erroneously reported to be 1,000 shares on the Reporting Person's original Form 4.
- F4The price indicated is the weighted average of multiple same-way trades ranging in price from $1.72 to $1.75. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price.
- F5The price figure provided for this line item was erroneously reported to be "$1.75" in the Reporting Person's original Form 4. Additionally, the figure did not purport to provide a weighted average.
- F6The number of shares purchased in the transactions referenced in this aggregated line item was erroneously reported, in separate line items, to be 2,100 on the Reporting Person's original Form 4.
- F7The price indicated is the weighted average of multiple same-way trades ranging in price from $1.74 to $1.85. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price.
- F8The price figures provided for the transactions referenced in this line item were reported in the Reporting Person's original Form 4 simply as "$1.79" and"$1.75", respectively. The figure in this Amendment provides a weighted average.
- F9The running total of securities beneficially owned set forth in Table I, Column 5 of the Reporting Person's original Form 4 has been amended to reflect the foregoing amendments.