SEC Form 4 · accession 0001185185-16-003479
Streamex Corp. · STEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steve Chaussy
Officer — Chief Financial Officer
Period of report
Jan 6, 2016
Accepted (ET)
Jan 14, 2016 · 6:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value per shareF1 | Jan 6, 2016 | M | 75,000 | — | A | 420,362 | D | |
| Common Stock, $0.001 par value per shareF2 | Jan 12, 2016 | P | 3,000 | $1.1897 | A | 423,362 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Jan 6, 2016 | M | 75,000 | D | — | — | Common Stock | 75,000 | 0 | D |
Explanation of responses
- F1Each restricted stock unit was settled for one (1) share of common stock.
- F2Represents the weighted average price of shares purchased in multiple transactions at prices ranging from $1.1895 to $1.19, inclusive. The reporting person undertakes to provide to BioSig Technologies, Inc.., any security holder of BioSig Technologies, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
- F3The restricted stock unit award was granted April 30, 2015 and vested in full on January 1, 2016.