SEC Form 4 · accession 0001185185-15-003072
Streamex Corp. · STEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth L Londoner
Director · 10% Owner
Period of report
Oct 23, 2015
Accepted (ET)
Nov 18, 2015 · 2:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value per shareF1 | Oct 23, 2015 | P | 66,667 | $1.50 | A | 835,206 | D | |
| Common Stock, $0.001 par value per shareF2 | holding | — | — | — | 3,334,974 | I | By Endicott Management Partners, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants to Purchase Common StockF1 | $1.95 | Oct 23, 2015 | P | 33,334 | A | Oct 23, 2015 | Oct 23, 2018 | Common Stock | 33,334 | 33,334 | D |
Explanation of responses
- F1The Common Stock and Warrants to purchase Common Stock were acquired as components of Units, each Unit consisting of one share of Common Stock and a Warrant to purchase one half of one share of Common Stock, at a purchase price per Unit of $1.50.
- F2Mr. Londoner is deemed the beneficial owner of Endicott Management Partners, LLC.