SEC Form 4 · accession 0001185185-15-002512
Streamex Corp. · STEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth L Londoner
Director · 10% Owner
Period of report
Oct 7, 2015
Accepted (ET)
Oct 8, 2015 · 2:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value per shareF1 | Oct 7, 2015 | P | 5,500 | $1.50 | A | 768,539 | D | |
| Common Stock, $0.001 par value per shareF2 | holding | — | — | — | 3,334,974 | I | By Endicott Management Partners, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades on October 7, 2015 at prices ranging from $1.48 to $1.50. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of securities purchased at each separate price.
- F2Mr. Londoner is deemed the beneficial owner of Endicott Management Partners, LLC.