SEC Form 3 · accession 0001185185-15-001890
Streamex Corp. · STEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jerome B Zeldis
Director
Period of report
Jul 20, 2015
Accepted (ET)
Jul 20, 2015 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value per share | holding | — | — | — | 137,245 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common Stock | $3.99 | holding | — | — | — | Apr 9, 2015 | Apr 9, 2025 | Common Stock | 300,000 | — | D |
| Options to Purchase Common StockF1 | $2.53 | holding | — | — | — | — | Jun 22, 2025 | Common Stock | 50,000 | — | D |
| Series C Preferred StockF2 | $1.50 | holding | — | — | — | — | — | Common Stock | 42,334 | — | D |
| Warrants to Purchase Common StockF3 | $1.50 | holding | — | — | — | — | Jan 9, 2018 | Common Stock | 41,628 | — | D |
| Warrants to Purchase Common StockF3 | $1.50 | holding | — | — | — | — | Jul 15, 2018 | Common Stock | 10,409 | — | D |
| Warrants to Purchase Common StockF3 | $1.50 | holding | — | — | — | — | Oct 14, 2018 | Common Stock | 10,409 | — | D |
| Warrants to Purchase Common StockF3 | $3.67 | holding | — | — | — | — | Jan 31, 2019 | Common Stock | 6,123 | — | D |
Explanation of responses
- F1The options vest in 12 consecutive monthly installments beginning one month from June 22, 2015, the date of the grant. As of the date of this report, the options are vested and exercisable as to zero underlying shares.
- F2The Series C Preferred Stock may be converted at any time at the option of the holder into shares of common stock at a conversion price of $1.50 per share. The Series C Preferred Stock has no expiration date.
- F3All Warrants are presently exercisable.
Remarks
Exhibit 24.1 Power of Attorney (furnished herewith)