SEC Form 3 · accession 0001185185-15-001887
Streamex Corp. · STEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Asher Holzer
Officer — Chief Scientific Advisor · Director
Period of report
Jul 20, 2015
Accepted (ET)
Jul 20, 2015 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value per share | holding | — | — | — | 90,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common StockF1 | $2.00 | holding | — | — | — | — | Sep 21, 2019 | Common Stock | 243,000 | — | D |
| Options to Purchase Common Stock | $2.50 | holding | — | — | — | Sep 1, 2014 | Sep 1, 2021 | Common Stock | 75,000 | — | D |
| Options to Purchase Common StockF2 | $2.53 | holding | — | — | — | — | Jun 22, 2025 | Common Stock | 25,000 | — | D |
Explanation of responses
- F1The options vested 81,000 on September 21, 2013, the first anniversary of the grant, and 81,000 on September 21, 2014, the second anniversary of the grant. The remaining 81,000 will vest on September 21, 2015, the third anniversary of the grant. As of the date of this report, the options are vested and exercisable as to 162,000 underlying shares.
- F2The options vest in 12 consecutive monthly installments beginning one month from June 22, 2015, the date of the grant. As of the date of this report, the options are vested and exercisable as to zero underlying shares.
Remarks
Exhibit 24.1 Power of Attorney (furnished herewith)