SEC Form 4 · accession 0001530721-19-000008
Capri Holdings Ltd · CPRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cathy Marie Robinson
Officer — SVP, Chf Ops & Trans Off
Period of report
Feb 8, 2019
Accepted (ET)
Feb 11, 2019 · 3:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530721
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary shares, no par value | Feb 8, 2019 | S | 3,648 | $47.00 | D | 27,149 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted share unitsF1,F2,F3 | $0.00 | holding | — | — | — | — | — | Ordinary shares, no par value | 1,274 | 1,274 | D |
| Restricted share unitsF4,F2,F3 | $0.00 | holding | — | — | — | — | — | Ordinary shares, no par value | 2,004 | 2,004 | D |
| Restricted share unitsF5,F2,F3 | $0.00 | holding | — | — | — | — | — | Ordinary shares, no par value | 12,975 | 12,975 | D |
| Restricted share unitsF6,F2,F3 | $0.00 | holding | — | — | — | — | — | Ordinary shares, no par value | 13,329 | 13,329 | D |
| Employee share option (right to buy)F1 | $47.10 | holding | — | — | — | — | Jun 15, 2022 | Ordinary shares, no par value | 8,608 | 8,608 | D |
| Employee share option (right to buy)F4 | $49.88 | holding | — | — | — | — | Jun 15, 2023 | Ordinary shares, no par value | 7,252 | 7,252 | D |
| Employee share option (right to buy)F5 | $34.68 | holding | — | — | — | — | Jun 15, 2024 | Ordinary shares, no par value | 25,818 | 25,818 | D |
| Employee share option (right to buy)F6 | $67.52 | holding | — | — | — | — | Jun 15, 2025 | Ordinary shares, no par value | 8,167 | 8,167 | D |
Explanation of responses
- F1Granted on June 15, 2015 pursuant to the Amended and Restated Omnibus Incentive Plan (the "Incentive Plan"). These securities vest 25% each year on June 15, 2016, 2017, 2018, and 2019, respectively, subject to grantee's continued employment with the Company through the vesting date.
- F2The RSUs do not expire.
- F3Settlement of this award will be satisfied through the issuance of one ordinary share for each vested RSU.
- F4Granted on June 15, 2016 pursuant to the Incentive Plan. These securities vest 25% each year on June 15, 2017, 2018, 2019, and 2020, respectively, subject to grantee's continued employment with the Company through the vesting date unless grantee is retirement eligible.
- F5Granted on June 15, 2017 pursuant to the Incentive Plan. These securities vest 25% each year on June 15, 2018, 2019, 2020, and 2021, respectively, subject to grantee's continued employment with the Company through the vesting date unless grantee is retirement eligible.
- F6Granted on June 15, 2018 pursuant to the Incentive Plan. These securities vest 25% each year on June 15, 2019, 2020, 2021, and 2022, respectively, subject to grantee's continued employment with the Company through the vesting date unless grantee is retirement eligible.