SEC Form 4 · accession 0001530721-18-000115
Capri Holdings Ltd · CPRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Krista A McDonough
Officer — SVP, General Counsel
Period of report
Dec 6, 2018
Accepted (ET)
Dec 7, 2018 · 6:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530721
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary shares, no par valueF1 | Dec 6, 2018 | S | 3,000 | $42.6183 | D | 2,423 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted share unitsF2,F3,F4 | $0.00 | holding | — | — | — | — | — | Ordinary shares, no par value | 2,978 | 2,978 | D |
| Restricted share unitsF5,F3,F4 | $0.00 | holding | — | — | — | — | — | Ordinary shares, no par value | 664 | 664 | D |
| Restricted share unitsF6,F3,F4 | $0.00 | holding | — | — | — | — | — | Ordinary shares, no par value | 1,252 | 1,252 | D |
| Restricted share unitsF7,F3,F4 | $0.00 | holding | — | — | — | — | — | Ordinary shares, no par value | 3,460 | 3,460 | D |
| Restricted share unitsF8,F3,F4 | $0.00 | holding | — | — | — | — | — | Ordinary shares, no par value | 10,960 | 10,960 | D |
| Employee share option (right to buy)F8 | $67.52 | holding | — | — | — | — | Jun 15, 2025 | Ordinary shares, no par value | 4,900 | 4,900 | D |
| Employee share option (right to buy)F7 | $34.68 | holding | — | — | — | — | Jun 15, 2024 | Ordinary shares, no par value | 6,885 | 6,885 | D |
| Employee share option (right to buy)F9 | $62.24 | holding | — | — | — | — | Jun 3, 2020 | Ordinary shares, no par value | 2,507 | 2,507 | D |
| Employee share option (right to buy)F9 | $94.45 | holding | — | — | — | — | Jun 2, 2021 | Ordinary shares, no par value | 1,063 | 1,063 | D |
Explanation of responses
- F1The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $42.44 to $42.76. Upon request of the staff of the SEC, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F2Granted on November 1, 2016 pursuant to the Incentive Plan. These securities vest 25% each year on November 1, 2017, 2018, 2019, and 2020, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee is retirement eligible.
- F3The RSUs do not expire.
- F4Settlement of this award will be satisfied through the issuance of one ordinary share for each vested RSU.
- F5Granted on June 15, 2015 pursuant to the Incentive Plan. 75% of these securities are immediately exercisable. The remaining unvested securities will vest on June 15, 2019, subject to grantee's continued employment with the Company through the vesting date.
- F6Granted on June 15, 2016 pursuant to the IMichael Kors Holdings Limited Amended and Restated Incentive Plan (the "Incentive Plan"). These securities vest 25% each year on June 15, 2017, 2018, 2019, and 2020, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee is retirement eligible.
- F7Granted on June 15, 2017 pursuant to the Incentive Plan. These securities vest 25% each year on June 15, 2018, 2019, 2020, and 2021, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee is retirement eligible.
- F8Granted on June 15, 2018 pursuant to the Incentive Plan. These securities vest 25% each year on June 15, 2019, 2020, 2021, and 2022, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee is retirement eligible.
- F9Immediately exerciseable.