SEC Form 4 · accession 0001530721-18-000094
Capri Holdings Ltd · CPRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cathy Marie Robinson
Officer — SVP, Corp Str & Ch Ops Off
Period of report
Sep 3, 2018
Accepted (ET)
Sep 5, 2018 · 1:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530721
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary shares, no par valueF1 | Sep 3, 2018 | M | 11,685 | $0.00 | A | 36,564 | D | |
| Ordinary shares, no par valueF2 | Sep 3, 2018 | F | 5,767 | $72.06 | D | 30,797 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted share unitsF3,F4 | $0.00 | Sep 3, 2018 | M | 11,685 | D | Sep 1, 2018 | — | Ordinary shares, no par value | 11,685 | 0 | D |
| Restricted share unitsF5,F3,F4 | $0.00 | holding | — | — | — | — | — | Ordinary shares, no par value | 1,274 | 1,274 | D |
| Restricted share unitsF6,F3,F4 | $0.00 | holding | — | — | — | — | — | Ordinary shares, no par value | 1,003 | 2,004 | D |
| Restricted share unitsF7,F3,F4 | $0.00 | holding | — | — | — | — | — | Ordinary shares, no par value | 4,326 | 12,975 | D |
| Employee share option (right to buy)F8 | $67.52 | holding | — | — | — | — | Jun 15, 2025 | Ordinary shares, no par value | 8,167 | 8,167 | D |
| Restricted share unitsF8,F3 | $0.00 | holding | — | — | — | — | — | Ordinary shares, no par value | 13,329 | 13,329 | D |
| Employee share option (right to buy)F5 | $47.10 | holding | — | — | — | — | Jun 15, 2022 | Ordinary shares, no par value | 8,608 | 8,608 | D |
| Employee share option (right to buy)F6 | $49.88 | holding | — | — | — | — | Jun 15, 2023 | Ordinary shares, no par value | 7,252 | 7,252 | D |
| Employee share option (right to buy)F7 | $34.68 | holding | — | — | — | — | Jun 15, 2024 | Ordinary shares, no par value | 25,818 | 25,818 | D |
Explanation of responses
- F1Respresents settlement of restricted share units ("RSUs") through the issuance of one ordinary share for each vested RSU.
- F2Represents shares withheld by the Company to cover tax withholding obligations upon vesting.
- F3The RSUs do not expire.
- F4Settlement of this award will be satisfied through the issuance of one ordinary share for each vested RSU.
- F5Granted on June 15, 2015 pursuant to the Incentive Plan. These securities vest 25% each year on June 15, 2016, 2017, 2018, and 2019, respectively, subject to grantee's continued employment with the Company through the vesting date.
- F6Granted on June 15, 2016 pursuant to the Michael Kors Holdings Limited Amended and Restated Omnibus Incentive Plan (the "Incentive Plan")n. These securities vest 25% each year on June 15, 2017, 2018, 2019, and 2020, respectively, subject to grantee's continued employment with the Company through the vesting date unless grantee is retirement eligible.
- F7Granted on June 15, 2017 pursuant to the Incentive Plan. These securities vest 25% each year on June 15, 2018, 2019, 2020, and 2021, respectively, subject to grantee's continued employment with the Company through the vesting date unless grantee is retirement eligible.
- F8Granted on June 15, 2018 pursuant to the Incentive Plan. These securities vest 25% each year on June 15, 2019, 2020, 2021, and 2022, respectively, subject to grantee's continued employment with the Company through the vesting date unless grantee is retirement eligible.