SEC Form 5 · accession 0001530721-17-000016

Capri Holdings Ltd · CPRI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Hon Chair & Chief Creative Off · Director

Period of report

Apr 1, 2017

Accepted (ET)

May 16, 2017 · 12:26 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001530721

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Ordinary shares, no par value	Jun 17, 2016	G	10,250	$0.00	D	4,327,304	D
Ordinary shares, no par value	Jun 17, 2016	G	15,150	$0.00	D	4,312,154	D
Ordinary shares, no par value	holding	—	—		—	23,513	I	Held by spouse
Ordinary shares, no par value	holding	—	—		—	95,000	I	Held by the Kors LePere Foundation

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee share option (right to buy)^F2	$49.88	holding	—	—	—	—	Jun 15, 2023	Ordinary shares, no par value	14,503	14,503	D
Restricted share units^F2,F3,F4	$0.00	holding	—	—	—	—	—	Ordinary shares, no par value	8,019	8,019	D
Restricted share units^F2,F3,F4	$0.00	holding	—	—	—	—	—	Ordinary shares, no par value	10,024	10,024	I
Employee share option (right to buy)^F5	$47.10	holding	—	—	—	—	Jun 15, 2022	Ordinary shares, no par value	107,604	107,604	D
Employee share option (right to buy)^F6	$94.45	holding	—	—	—	—	Jun 2, 2021	Ordinary shares, no par value	89,316	89,316	D
Employee share option (right to buy)^F6	$94.45	holding	—	—	—	—	Jun 2, 2021	Ordinary shares, no par value	5,104	5,104	I
Employee share option (right to buy)^F7	$2.6316	holding	—	—	—	—	Apr 16, 2018	Ordinary shares, no par value	246,590	246,590	I
Employee share option (right to buy)^F7	$2.6316	holding	—	—	—	—	Oct 25, 2020	Ordinary shares, no par value	165,765	165,765	I
Employee share option (right to buy)^F7	$20.00	holding	—	—	—	—	Dec 14, 2018	Ordinary shares, no par value	387,597	387,597	D
Employee share option (right to buy)^F7	$20.00	holding	—	—	—	—	Dec 14, 2018	Ordinary share, no par value	38,760	38,760	I
Employee share option (right to buy)^F8	$62.24	holding	—	—	—	—	Jun 3, 2020	Ordinary shares, no par value	84,219	84,219	D
Employee share option (right to buy)^F8	$62.24	holding	—	—	—	—	Jun 3, 2020	Ordinary shares, no par value	12,031	12,031	I

F1Charitable gift.
F2Granted on June 15, 2016 pursuant to the Michael Kors Holdings Limited Amended and Restated Omnibus Incentive Plan (the "Incentive Plan'). These securities vest 25% each year on June 15, 2017, 2018, 2019, and 2020, respectively, subject to grantee's continued employment with the Company through the vesting date.
F3The RSUs do not expire.
F4Settlement of this award will be satisfied through the issuance of one ordinary share for each vested RSU.
F5Granted on June 15, 2015 pursuant to the Incentive Plan. These securities vest 25% each year on June 15, 2016, 2017, 2018, and 2019, respectively, subject to grantee's continued employment with the Company through the vesting date.
F6Granted on June 2, 2014 pursuant to the Incentive Plan. 50% of these share options are immediately exercisable. The remaining unvested share options will vest 50% each year on June 2, 2017 and 2018, respectively, subject to grantee's continued employment with the Company through the vesting date.
F7Immediately exercisable.
F8Granted on June 3, 2013 pursuant to the Incentive Plan. 75% of these share options are immediately exercisable. The remaining unvested share options will vest on June 3, 2017, subject to grantee's continued employment with the Company through the vesting date.