SEC Form 4 · accession 0001530721-16-000138
Capri Holdings Ltd · CPRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Judy Gibbons
Director
Period of report
Aug 1, 2016
Accepted (ET)
Aug 3, 2016 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530721
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary shares, no par valueF1 | Aug 1, 2016 | M | 3,561 | — | A | 10,456 | D | |
| Ordinary shares, no par valueF1 | Aug 1, 2016 | M | 2,185 | — | A | 12,641 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted share unitsF2 | $0.00 | Aug 1, 2016 | M | 3,561 | D | Jul 30, 2016 | — | Ordinary shares, no par value | 3,561 | 0 | D |
| Restricted share unitsF3,F2 | $0.00 | Aug 1, 2016 | M | 2,185 | D | Aug 1, 2014 | — | Ordinary shares, no par value | 2,185 | 0 | D |
| Restricted share unitsF3,F2,F4 | $0.00 | holding | — | — | — | Jul 30, 2015 | — | Ordinary shares, no par value | 1,841 | 1,841 | D |
Explanation of responses
- F1Restricted share units converted into ordinary shares of the Company on a one-for-one basis.
- F2The restricted share units do not expire.
- F3Settlement of this award was deferred by the reporting person.
- F4Settlement of this award will be satisfied through the issuance of one ordinary share for each vested RSU.