SEC Form 4 · accession 0000939057-19-000066
FS Bancorp, Inc. · FSBW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Tueffers
Director
Period of report
Feb 19, 2019
Accepted (ET)
Feb 21, 2019 · 12:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 19, 2019 | M | 2,600 | $16.89 | A | 3,450 | D | |
| Common StockF1 | Feb 19, 2019 | S | 2,600 | $52.325 | D | 850 | D | |
| Common Stock | holding | — | — | — | 5,500 | I | By IRA#1 | |
| Common Stock | holding | — | — | — | 7,500 | I | By IRA#2 | |
| Common Stock | holding | — | — | — | 100 | I | By IRA#3 | |
| Common StockF2 | holding | — | — | — | 100 | I | By IRA#4 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $16.89 | Feb 19, 2019 | M | 2,600 | D | May 8, 2016 | May 8, 2024 | Common Stock | 2,600 | 11,200 | D |
Explanation of responses
- F1Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.25 to $52.35 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).
- F2Represents shares held in an IRA by the reporting person's spouse.
- F3Consists of 7,800 options awarded on May 8, 2014 under the 2014 Equity Incentive Plan and 3,400 options awarded on August 15, 2018 under the 2018 Equity Incentive Plan.