SEC Form 4 · accession 0000939057-18-000441
FS Bancorp, Inc. · FSBW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph C. Adams
Officer — Director/CEO · Director
Period of report
Aug 20, 2018
Accepted (ET)
Aug 21, 2018 · 7:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 20, 2018 | S | 500 | $59.45 | D | 36,116 | D | |
| Common StockF2,F1 | Aug 21, 2018 | S | 3,946 | $59.72 | D | 32,170 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 13,338 shares of restricted stock awards that have vested.
- F2The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.64 to $59.785 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2).