SEC Form 4 · accession 0000939057-18-000343
FS Bancorp, Inc. · FSBW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marina Cofer-Wildsmith
Director
Period of report
Jun 25, 2018
Accepted (ET)
Jun 27, 2018 · 9:42 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 25, 2018 | M | 4,333 | $16.89 | A | 5,507 | D | |
| Common StockF1 | Jun 25, 2018 | S | 4,333 | $60.07 | D | 1,174 | D | |
| Common StockF1 | Jun 25, 2018 | S | 974 | $60.07 | D | 200 | D | |
| Common Stock | holding | — | — | — | 2,250 | I | Stock award |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $16.89 | Jun 25, 2018 | M | 4,333 | D | May 8, 2015 | May 8, 2024 | Common Stock | 4,333 | 8,467 | D |
Explanation of responses
- F1The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.30 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).