SEC Form 4/A · accession 0000939057-18-000280
FS Bancorp, Inc. · FSBW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Matthew D. Mullet
Officer — Chief Financial Officer
Period of report
May 8, 2018
Accepted (ET)
May 16, 2018 · 11:16 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 8, 2018 | F | 800 | $57.85 | D | 15,168 | D | |
| Common StockF3 | holding | — | — | — | 3,600 | D | ||
| Common Stock | holding | — | — | — | 2,800 | I | By spouse's IRA | |
| Common Stock | holding | — | — | — | 11,062 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by FS Bancorp, Inc. to satisfy tax withholding obligations in connection with the vesting of 3,600 shares of restricted stock on May 8, 2018 of the 18,000 shares of restricted stock granted to the reporting person on May 8, 2014.
- F2This amendment is being filed to correct the amount of securities beneficially owned by the reporting person that were incorrectly reported on the previous Form 4 filed on May 11, 2018.
- F3Represents unvested shares of restricted stock that were awarded under the FS Bancorp, Inc. 2013 Equity Incentive Plan.