SEC Form 4 · accession 0000939057-18-000069
FS Bancorp, Inc. · FSBW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ted A. Leech
Director · Other
Period of report
Feb 23, 2018
Accepted (ET)
Feb 26, 2018 · 3:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 23, 2018 | M | 5,000 | $16.89 | A | 12,187 | D | |
| Common StockF1 | Feb 23, 2018 | S | 5,000 | $54.4658 | D | 7,187 | D | |
| Common Stock | holding | — | — | — | 1,000 | I | Through self-managed trust | |
| Common Stock | holding | — | — | — | 13,500 | I | Stock Award |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to buy) | $16.89 | Feb 23, 2018 | M | 5,000 | D | May 8, 2015 | May 8, 2024 | Common Stock | 5,000 | 14,500 | D |
Explanation of responses
- F1The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.40 to $54.50 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).