SEC Form 4 · accession 0000939057-18-000032
FS Bancorp, Inc. · FSBW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph P. Zavaglia
Director
Period of report
Jan 29, 2018
Accepted (ET)
Jan 31, 2018 · 1:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 29, 2018 | M | 5,071 | $16.89 | A | 7,131 | D | |
| Common StockF1 | Jan 29, 2018 | S | 5,071 | $56.2454 | D | 2,060 | D | |
| Common StockF1 | Jan 30, 2018 | M | 2,729 | $16.89 | A | 4,789 | D | |
| Common StockF1 | Jan 30, 2018 | S | 2,729 | $55.9108 | D | 2,060 | D | |
| Common Stock | holding | — | — | — | 4,807 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $16.89 | Jan 29, 2018 | M | 5,071 | D | May 8, 2015 | May 8, 2024 | Common Stock | 5,071 | 7,929 | D |
| Stock Option (Right to Buy)F2 | $16.89 | Jan 30, 2018 | M | 2,729 | D | May 18, 2015 | May 8, 2024 | Common Stock | 2,729 | 5,200 | D |
Explanation of responses
- F1Includes shares of restricted stock that were withheld for shares that vested on May 8, 2015, May 6, 2016 and May 8, 2017.
- F2Stock Options awarded pursuant to the FS Bancorp, Inc. 2013 Equity Incentive Plan. Vests in equal installments of 20% per year beginning on May 8, 2015.