SEC Form 4 · accession 0000939057-18-000029
FS Bancorp, Inc. · FSBW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Tueffers
Director
Period of report
Jan 29, 2018
Accepted (ET)
Jan 31, 2018 · 11:29 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 29, 2018 | M | 200 | $16.89 | A | 200 | D | |
| Common Stock | Jan 29, 2018 | S | 200 | $56.26 | D | 0 | D | |
| Common Stock | Jan 30, 2018 | M | 2,400 | $16.89 | A | 2,400 | D | |
| Common Stock | Jan 30, 2018 | S | 2,400 | $56.25 | D | 0 | D | |
| Common Stock | holding | — | — | — | 5,500 | I | By IRA #1 | |
| Common Stock | holding | — | — | — | 7,500 | I | By IRA #2 | |
| Common Stock | holding | — | — | — | 100 | I | By IRA #3 | |
| Common StockF1 | holding | — | — | — | 100 | I | By IRA #4 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $16.89 | Jan 29, 2018 | M | 200 | D | May 8, 2015 | May 8, 2024 | Common Stock | 200 | 12,800 | D |
| Stock Option (Right to Buy)F2 | $16.89 | Jan 30, 2018 | M | 2,400 | D | May 8, 2015 | May 8, 2024 | Common Stock | 2,400 | 10,400 | D |
Explanation of responses
- F1Represents shares held in IRA by the reporting person's spouse.
- F2Stock Options awarded pursuant to the FS Bancorp, Inc. 2013 Equity Incentive Plan. Vests in equal installments of 20% per year that began on May 8, 2015.