SEC Form 4 · accession 0000939057-17-000260
FS Bancorp, Inc. · FSBW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Drew B. Ness
Officer — Chief Operating Officer
Period of report
May 22, 2017
Accepted (ET)
May 24, 2017 · 12:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 22, 2017 | M | 1,721 | $16.89 | A | 9,224 | D | |
| Common Stock | May 22, 2017 | S | 13 | $43.75 | D | 9,211 | D | |
| Common StockF1 | May 23, 2017 | S | 1,708 | $43.51 | D | 7,503 | D | |
| Common Stock | holding | — | — | — | 1,445 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $16.89 | May 22, 2017 | M | 1,721 | D | May 8, 2017 | May 8, 2024 | Common Stock | 1,721 | 11,000 | D |
Explanation of responses
- F1The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.36 to $43.75 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holders of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).