SEC Form 4 · accession 0000939057-16-000851
FS Bancorp, Inc. · FSBW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J. Mansfield
Director
Period of report
May 16, 2016
Accepted (ET)
May 20, 2016 · 3:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 16, 2016 | M | 2,600 | $16.89 | A | 12,331 | D | |
| Common StockF1 | holding | — | — | — | 9,000 | I | Stock award | |
| Common Stock | holding | — | — | — | 7,310 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $16.89 | May 16, 2016 | M | 2,600 | A | May 8, 2016 | May 8, 2024 | Common Stock | 2,600 | 7,800 | D |
Explanation of responses
- F1Represents award of restricted stock under the FS Bancorp, Inc. 2013 Equity Incentive Plan. Vests in equal installments of one-third per year beginning on May 8, 2015.
- F2Represents second exercise of options that were granted at $16.89 per share on May 8, 2014 and vest at a rate of 20% per years beginning on May 8, 2015.